Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aishya West | 7648279 | 1 | 01/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Quiroz Vazquez | 7684470 | 1 | 12/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shamyia Smith | 7025248 | 1 | 12/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassie B Trent | 6703269 | 1 | 12/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Griner | 7531525 | 4 | 12/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Griner | 7531525 | 4 | 11/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Griner | 7531525 | 4 | 11/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Gilbert | 7570590 | 6 | 11/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Gilbert | 7570590 | 6 | 11/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ula Jebara | 7606003 | 1 | 11/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |