Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas J Huang | 3107256 | 2 | 01/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zonntag Ray | 6158478 | 1 | 01/11/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Romario Lauture | 7314755 | 1 | 12/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Anthony Gilson | 7447610 | 2 | 11/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Badreddine Ladjache | 7442995 | 1 | 11/15/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Baxter | 7716020 | 5 | 11/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gentry Spigle | 7416828 | 1 | 11/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabrielle David | 7869748 | 5 | 11/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar Ian Oberio | 5253126 | 1 | 10/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolyn Castillo | 7178090 | 1 | 10/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |