Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory R Bock | 7066416 | 3 | 02/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher La Flam | 2415869 | 4 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sterling McCann Sanders | 7811858 | 5 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Esther Jordan | 5988022 | 1 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleb Michael Brown | 7231537 | 5 | 01/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleb Michael Brown | 7231537 | 5 | 01/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Cabrera | 7554747 | 2 | 01/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| De Ruan | 7889260 | 1 | 01/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mo W Kahlun | 7608406 | 1 | 01/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| An Le | 7585001 | 8 | 01/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |