Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley Michael Leary | 7537930 | 4 | 03/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Storm | 7805850 | 1 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aubrey Lynne Caldwell | 7780120 | 3 | 03/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Rawl | 6102016 | 1 | 02/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rezwanul Sajjad | 6537862 | 1 | 02/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrod Donald Lacombe | 4933387 | 2 | 02/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Henry Levinson | 6065149 | 1 | 02/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Rincon | 7512906 | 2 | 02/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Joseph Rodriguez Rosales | 7446243 | 2 | 02/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |