Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chester J. L Durham | 5408899 | 1 | 04/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Cecilia Cole | 7670309 | 1 | 04/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cortez Elzy | 7486496 | 1 | 04/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sterling McCann Sanders | 7811858 | 5 | 03/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory R Bock | 7066416 | 3 | 03/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lexie K McKinney | 7687154 | 1 | 03/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garrett Erwin | 7651451 | 1 | 03/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gonzalez | 7722039 | 4 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |