Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lee | 4080774 | 6 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrell J Heard | 7599139 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paola Moreno Martinez | 7602016 | 2 | 05/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paola Moreno Martinez | 7602016 | 2 | 05/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Wess | 7588275 | 1 | 05/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marisol Rodriguez | 7795252 | 1 | 04/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaiah Lutz | 7133912 | 1 | 04/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Alexander Greene | 6502472 | 2 | 04/25/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Ramos | 6591709 | 1 | 04/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 04/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |