Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sue Kalena Tafao | 7646443 | 1 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Arango | 7771508 | 1 | 06/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Porte | 7651171 | 2 | 06/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Porte | 7651171 | 2 | 06/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Scott Crop | 7654225 | 4 | 06/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Scott Crop | 7654225 | 4 | 06/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Kristine Peterson | 7729313 | 1 | 06/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Farley Baggett | 7607824 | 2 | 06/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sterling McCann Sanders | 7811858 | 5 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben Corona | 4936934 | 1 | 05/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |