Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Morris | 1098464 | 2 | 05/01/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 08/08/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |