Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John M Hernandez | 3140900 | 5 | 09/16/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Smith-Carsey | 6188401 | 2 | 03/11/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Hwan Chung | 2980181 | 2 | 10/02/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Eric Maquar | 4204769 | 2 | 08/22/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Vessio | 1209784 | 1 | 05/08/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John M Hernandez | 3140900 | 5 | 10/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Heather S Grosso | 4363261 | 1 | 01/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Albert Ward | 7582880 | 1 | 09/02/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph J Cosoleto | 2137541 | 2 | 03/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew M Grayson | 2526632 | 1 | 03/17/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |