Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles J Campbell | 1977286 | 2 | 11/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald A Jones | 5199603 | 2 | 09/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Young | 5762469 | 4 | 07/29/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Bianchi | 4052421 | 2 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rosanna Chapa | 6399910 | 1 | 08/03/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Gerard Stanton | 6291860 | 1 | 08/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Kowal | 7835641 | 1 | 09/16/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Young | 5762469 | 4 | 03/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas M Bray | 2907254 | 2 | 01/28/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mike Worthington | 1694611 | 1 | 11/27/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |