Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve Condos | 2064521 | 2 | 02/05/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Caspar Agnew | 4673947 | 1 | 11/13/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Winter | 470232 | 2 | 10/27/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Jolliffe | 6137519 | 1 | 04/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 12/02/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| D. Peter Tipping | 2278762 | 1 | 10/28/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Malone | 6761076 | 1 | 07/03/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff K Santohigashi | 4212326 | 1 | 03/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Varghese Cholankeril | 2743598 | 8 | 03/29/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles J Campbell | 1977286 | 2 | 01/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |