Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janine Giordano | 4892568 | 2 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Duane Zerndt | 7215184 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Laureano | 6940313 | 1 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janine Giordano | 4892568 | 2 | 12/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Carolina Quezada | 7437615 | 1 | 12/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Nwabueze Chukwu | 3082859 | 1 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramiz Allan Stepho | 7676208 | 1 | 12/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael William Miller | 6436561 | 1 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Michael Yankauskas | 6574151 | 2 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Lynn Good | 4144309 | 1 | 12/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |