Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaunel Marjorie McKenzie | 7321406 | 1 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 07/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 07/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dylan Thomas | 7851687 | 1 | 07/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dimitra Fanellis | 6108793 | 5 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Nejeidi | 7669352 | 1 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |