Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amber Marie Douglas | 7180715 | 1 | 02/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Adducci | 7041516 | 2 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fiordaliza Beato | 6467312 | 1 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sachin A Ratnaparkhi | 6731251 | 1 | 02/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Montrias Jefron Davis | 3038791 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armin Samadi | 5960961 | 1 | 01/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Rivera | 6615743 | 1 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Anne Marney | 6657835 | 1 | 01/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassandra Cuihong He | 7029707 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac Kim | 5411953 | 1 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |