Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Tiberia | 2144237 | 1 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Hart | 6100960 | 8 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard L Garfield | 4563219 | 2 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel David Lansden | 7353952 | 1 | 03/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Hart | 6100960 | 8 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph W Lewis | 5444671 | 1 | 03/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Nuzum | 5811295 | 2 | 03/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Nuzum | 5811295 | 2 | 03/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy Marie Monasco | 4662484 | 1 | 03/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Camren | 7732466 | 1 | 03/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |