Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paula Jean Bronsky | 4653286 | 1 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Aaron Liebovich | 7452700 | 1 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lisa Michelle Reddick | 5344813 | 1 | 03/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nelister Riviere | 5430868 | 1 | 03/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Yessica Jimenez | 6097616 | 6 | 03/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Klodiana Sina Gjikondi | 6604745 | 1 | 03/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Montrias Jefron Davis | 3038791 | 3 | 03/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christopher Lyle Larson | 6784394 | 1 | 03/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jonnathan Mario Ostojic | 5145651 | 1 | 03/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dawn Hart | 6100960 | 8 | 03/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |