Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luisanna Maria Nova Compres | 7230297 | 1 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Hart | 6100960 | 8 | 04/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Belema Sophie Dyegh | 6651248 | 1 | 04/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noreen E Decker | 1756345 | 2 | 04/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Ferro | 4489452 | 2 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kemah Nimakia Duopu | 6871629 | 2 | 04/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raul G Razuri | 5986564 | 2 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Calhoun Griffeth | 4120205 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yahaira Felix | 5658761 | 2 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Hart | 6100960 | 8 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |