Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jude Mesh | 6637567 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Tardo | 6557441 | 1 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krystal Dumas | 7543402 | 1 | 04/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Sariol | 6768798 | 2 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Elena Law | 6919022 | 3 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Elena Law | 6919022 | 3 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daren Perry | 5409114 | 2 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |