Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daren Perry | 5409114 | 2 | 06/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aisha Ann Rada | 6408535 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Arcentales | 7157945 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jim H Schmid | 2680085 | 1 | 05/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Alberto Escobar | 5404109 | 1 | 05/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Montes | 7062122 | 1 | 05/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Fernandes | 5457302 | 1 | 05/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William M Melago | 6924665 | 2 | 05/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tami Lee Jara | 4395812 | 2 | 05/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janene Campbell | 5253100 | 1 | 05/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |