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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,311-1,320 out of 1,472 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Beau Ozyenidunya6643515406/30/2015FinancialFinal$0.00$0.00See FINRA Report
Dionne Tucker2496234106/29/2015FinancialFinal$0.00$0.00See FINRA Report
Michael Garzone6264735106/29/2015FinancialFinal$0.00$0.00See FINRA Report
Thomas P Scanlon3203107106/17/2015FinancialFinal$0.00$0.00See FINRA Report
Joseph Young5284465206/16/2015FinancialFinal$0.00$0.00See FINRA Report
Joseph Young5284465206/12/2015FinancialFinal$0.00$0.00See FINRA Report
Beau Ozyenidunya6643515406/12/2015FinancialFinal$0.00$0.00See FINRA Report
Bradley Clement Hargrave2250165206/11/2015FinancialFinal$0.00$0.00See FINRA Report
Jessica Marie Axelsson5685085106/09/2015FinancialFinal$0.00$0.00See FINRA Report
Donald E Melville7893262106/08/2015FinancialFinal$0.00$0.00See FINRA Report

1,472 Results

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