Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan E Triance | 6689654 | 2 | 09/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Fried | 4472772 | 4 | 09/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Buitekant | 1947723 | 1 | 08/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garett Jones | 6502253 | 1 | 08/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Felix A Torres | 6908146 | 1 | 08/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd Hughes | 6596315 | 1 | 08/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yessica Jimenez | 6097616 | 6 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yessica Jimenez | 6097616 | 6 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yessica Jimenez | 6097616 | 6 | 08/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yessica Jimenez | 6097616 | 6 | 07/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |