Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emerson Estuardo Gutierrez de Paz | 7813014 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephon Nino Briganti-Ortiz | 7341309 | 1 | 08/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Eberhardt | 6273245 | 1 | 08/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Scott | 7669993 | 1 | 08/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Johnson | 7861104 | 2 | 08/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal M Garratt | 4555569 | 2 | 08/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Estevez | 7697872 | 1 | 08/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kynan Delcambre | 7480759 | 1 | 08/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Camilo Parra Parra | 7745222 | 1 | 08/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Exzavia Seaton | 7795806 | 1 | 08/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |