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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,261-1,270 out of 1,472 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Beau Ozyenidunya6643515411/30/2015FinancialFinal$0.00$0.00See FINRA Report
Beau Ozyenidunya6643515411/30/2015FinancialFinal$0.00$0.00See FINRA Report
Jonathan M Gladden7397277111/30/2015FinancialFinal$0.00$0.00See FINRA Report
Dominique Holman6732294311/20/2015FinancialFinal$0.00$0.00See FINRA Report
Dominique Holman6732294311/20/2015FinancialFinal$0.00$0.00See FINRA Report
Christopher John Free2405570111/18/2015FinancialFinal$0.00$0.00See FINRA Report
Chelsea Marie Llanos6632249211/12/2015FinancialFinal$0.00$0.00See FINRA Report
Haroutyun Arthur Galajian7120152111/05/2015FinancialFinal$0.00$0.00See FINRA Report
Farina Valeria Danielson7478158511/01/2015FinancialFinal$0.00$0.00See FINRA Report
Farina Valeria Danielson7478158511/01/2015FinancialFinal$0.00$0.00See FINRA Report

1,472 Results

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