Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicolas D de Troye | 4653175 | 1 | 01/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lilia Mahmoudi | 7310153 | 1 | 01/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jin Ming He | 7098288 | 1 | 01/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Ann Murphy | 4559912 | 2 | 01/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Ann Murphy | 4559912 | 2 | 01/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamara Annette Bailey | 7242121 | 1 | 01/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jonathan Delia | 6918351 | 3 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristina Ann Cruz | 7463968 | 1 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Phillips | 6086452 | 2 | 12/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Wilson | 6931424 | 1 | 12/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |