Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tito Hernandez | 7198657 | 7 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Lawrence Totaro | 4323715 | 2 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Eisenstadt | 3036412 | 2 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Elena Law | 6919022 | 3 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Bonin | 6945447 | 3 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ted V Schauer | 7592159 | 2 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Sung | 4965888 | 2 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Meza | 7636772 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danny Alexander Villagran | 7330304 | 2 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |