Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Akpolo | 6335422 | 1 | 03/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn F Marks | 2673387 | 2 | 03/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Nilda Mullin | 5612994 | 2 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig A Nichols | 5771746 | 1 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Nowak | 2651184 | 2 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Bueno | 6638194 | 2 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy Taylor | 7770108 | 1 | 03/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lutz | 4714437 | 1 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie A Ramos | 5830910 | 1 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon G Hill | 5452814 | 1 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |