Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Sariol | 6768798 | 2 | 06/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge I Corrales | 2368808 | 6 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle L Kennedy | 3200752 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo E Ramirez | 7558272 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kamaljit Kaur | 7719447 | 1 | 05/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Olsen | 7015616 | 4 | 05/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Savannah Cordova | 7421715 | 3 | 05/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Savannah Cordova | 7421715 | 3 | 05/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Kander | 6880547 | 1 | 05/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Nicole Lopez | 7350375 | 1 | 05/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |