Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deanna L Heldenbrand | 4718297 | 17 | 07/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stefano Catalano | 5711849 | 2 | 07/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Atea Stiko | 6939929 | 1 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Metcalf | 7025976 | 2 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Martinez | 6907511 | 1 | 07/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Berenice Barba | 7536408 | 1 | 07/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mallerie Shepherd | 7911465 | 2 | 07/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juana Luz Ramirez | 6858979 | 2 | 07/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Sevilla | 6863479 | 4 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ana Maria Ramirez | 2923441 | 1 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |