Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher R Hockenberry | 5229899 | 5 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mallerie Shepherd | 7911465 | 2 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 10/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Joseph Lutomski | 6574412 | 1 | 10/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Steven Corado | 6758124 | 1 | 10/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelsey Heimbigner | 6802277 | 1 | 10/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Houston | 2693779 | 2 | 10/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaimee Leigh Klingensmith | 6398805 | 1 | 10/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yosief Tzeghai | 6722436 | 4 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruby Dominguez | 7218727 | 1 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |