Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Beth Anne Boyer | 6995551 | 1 | 01/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Dolo | 6662922 | 1 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yair Avila | 7651869 | 2 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jhon Michael Montesdeoca Collaguazo | 7756259 | 1 | 12/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 12/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leida Galvan | 7194128 | 1 | 12/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Raymund Topacio Reyes | 5228941 | 2 | 12/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Olga E Contreras | 6198288 | 1 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jonathan Delia | 6918351 | 3 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Karbon | 7650585 | 2 | 12/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |