Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jermaine Jones | 7735940 | 3 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermaine Jones | 7735940 | 3 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anton Wilson | 7834799 | 2 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anton Wilson | 7834799 | 2 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark MacRi | 6941019 | 4 | 10/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory R Bock | 7066416 | 3 | 10/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malana Smith | 7874757 | 2 | 10/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 09/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 09/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 09/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |