Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Robert Phillips | 5752757 | 3 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Marcus Sumling | 5853129 | 1 | 02/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Bosley | 7806345 | 2 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juana Luz Ramirez | 6858979 | 2 | 02/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Focht | 6686419 | 1 | 02/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Eder Beauvois | 6779776 | 1 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ebony Belizaire | 7871378 | 1 | 02/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Castillo | 7499938 | 1 | 02/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Sexton | 6544672 | 1 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ian C Connor | 3115289 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |