Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly A Coe | 7521781 | 7 | 03/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly A Coe | 7521781 | 7 | 03/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucy Andrea Vargas | 6864707 | 1 | 03/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nickolas Herron | 7572985 | 1 | 03/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Caparelli | 5858777 | 7 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Caparelli | 5858777 | 7 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Caparelli | 5858777 | 7 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Caparelli | 5858777 | 7 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Caparelli | 5858777 | 7 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Caparelli | 5858777 | 7 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |