Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Yangongo Kabanda | 6576387 | 2 | 03/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hunter Tisland | 7736771 | 2 | 03/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisiana Berdan | 7651335 | 1 | 03/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Ramirez | 6681915 | 2 | 03/15/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony P Mansoor | 6578786 | 1 | 03/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Austin Calhoun | 7716869 | 3 | 03/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly A Coe | 7521781 | 7 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly A Coe | 7521781 | 7 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly A Coe | 7521781 | 7 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly A Coe | 7521781 | 7 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |