Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Staton | 6819963 | 2 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Vidana-Gonzalez | 7822882 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rezso L Spruch | 6837010 | 2 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David J Santoro | 5770626 | 1 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo N Lawrence | 5702113 | 2 | 03/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lopez | 7365405 | 1 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenzi N Thomas | 7401095 | 1 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valricia Roshell McCloud | 7111755 | 1 | 03/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph S Dailey | 5296287 | 1 | 03/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ewa Kinga Markiewicz | 7485913 | 1 | 03/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |