Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Mai | 5825823 | 1 | 04/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Southern | 7433608 | 1 | 04/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Shellenbarger | 2990367 | 2 | 04/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Love Ornelas | 7458874 | 1 | 04/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian A Luvene | 7663608 | 1 | 04/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Caparelli | 5858777 | 7 | 04/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rainey Elizabeth Massicot | 7342621 | 1 | 04/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Austin Calhoun | 7716869 | 3 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christien Bryant | 6985802 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Staton | 6819963 | 2 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |