Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Ty Brown | 5679812 | 1 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Ortiz | 6051309 | 4 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Ortiz | 6051309 | 4 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Ortiz | 6051309 | 4 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Ortiz | 6051309 | 4 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie Yanez | 5117707 | 3 | 05/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kara Leventis | 7075852 | 2 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kara Leventis | 7075852 | 2 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Monk | 7800987 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Minchow | 7665301 | 1 | 04/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |