Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tamara Henry | 7800546 | 2 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neftali Ernesto Saca Argueta | 7497649 | 2 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hallbrook Polite | 4047368 | 1 | 05/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie Yanez | 5117707 | 3 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Staggs | 7199783 | 1 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Villa | 7385032 | 1 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilse Ibeth Molina | 7530805 | 10 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Murphy | 6877843 | 1 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramona Elizabeth Gonzalez | 7387759 | 1 | 05/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Sevilla | 6863479 | 4 | 05/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |