Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Shawn Dehnisch | 6445714 | 2 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Dehnisch | 6445714 | 2 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rhonda Elizabeth Potter | 7215000 | 1 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Robert Phillips | 5752757 | 3 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keegan Parsons | 6484320 | 1 | 06/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denesha J Rodriguez | 7050576 | 1 | 06/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Bodensiek | 4254397 | 2 | 06/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge I Corrales | 2368808 | 6 | 06/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Garcia | 2759849 | 1 | 06/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Dellamorte | 7641047 | 2 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |