Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monica Lynette Harris | 4074533 | 2 | 07/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilse Ibeth Molina | 7530805 | 10 | 07/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Iris Mariana Valdez | 7196235 | 3 | 07/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Alberto Felix | 6196879 | 3 | 07/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie Yanez | 5117707 | 3 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Iris Mariana Valdez | 7196235 | 3 | 07/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew K Kanakis | 7314211 | 2 | 07/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan C Martinez | 6756597 | 1 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew K Kanakis | 7314211 | 2 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |