Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Omar Peguero Hernandez | 7168172 | 2 | 08/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eddie Cheng | 5754098 | 1 | 08/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector S Nolasco | 7720504 | 1 | 08/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilse Ibeth Molina | 7530805 | 10 | 08/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeannette Galindo | 7217998 | 2 | 08/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Braedi Huneck | 7621125 | 1 | 08/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stevany Williamson | 7661446 | 2 | 08/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April M Nichols | 6166709 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Alverto Hinojosa | 7586037 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Vandenberg | 7711777 | 1 | 07/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |