Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Simon Paul Levine | 2629083 | 1 | 11/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Gambino | 5364301 | 1 | 11/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Dass | 6544245 | 1 | 11/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Rafael Monge | 7877174 | 2 | 11/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Mekonen Cortes | 7677332 | 1 | 11/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary James Tucker | 7834181 | 2 | 11/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary James Tucker | 7834181 | 2 | 11/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal M Garratt | 4555569 | 2 | 11/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 11/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jermaine Jones | 7735940 | 3 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |