Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William R Coke | 1526771 | 2 | 05/18/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Timothy Rehms | 1237093 | 2 | 02/28/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracy A Pulvers | 368795 | 1 | 03/15/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Hubbard | 2338310 | 2 | 12/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert J Malone | 1143677 | 1 | 04/19/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lori Ann McGuinness | 1751014 | 2 | 10/18/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lee Rowe | 1010502 | 4 | 10/05/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |