Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael A Affigne | 2560547 | 1 | 07/08/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ethan K Emma | 2193008 | 4 | 05/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter J Lally | 1257526 | 2 | 12/07/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas M Banks | 3027827 | 2 | 11/30/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amanda Marie Gambino | 4686149 | 1 | 07/10/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John P Kozole | 1862414 | 2 | 03/17/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frederick Joseph Schultz | 1987284 | 3 | 05/09/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shebna N Olsen | 2231292 | 1 | 06/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Zelos Mayers | 2213218 | 5 | 05/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Paden | 1897995 | 2 | 04/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |