Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Helen Molloy | 2220989 | 1 | 11/19/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Jake Resop | 4595114 | 1 | 08/25/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth C Gates | 2702263 | 3 | 10/20/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Lynn Walsh | 5018160 | 1 | 10/09/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay M Rottner | 2327727 | 1 | 09/23/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sarah H Peck | 4407865 | 1 | 09/09/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Claude Turner | 1631025 | 2 | 07/29/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Doran | 2647985 | 1 | 02/26/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael William Kelleher | 2126264 | 1 | 10/19/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rene Henriksen | 2798761 | 6 | 08/04/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |