Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael J Vera | 2891358 | 2 | 08/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Greenwald | 1714496 | 4 | 11/07/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Steck | 5144029 | 1 | 09/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Jedding | 4151784 | 3 | 08/02/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Bianchi | 4052421 | 2 | 04/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph John Vanderdonck | 2933546 | 1 | 01/04/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Varghese Cholankeril | 2743598 | 8 | 12/21/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Helen Molloy | 2220989 | 1 | 11/19/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Jake Resop | 4595114 | 1 | 08/25/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth C Gates | 2702263 | 3 | 10/20/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |