Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Nussbaum | 4496350 | 1 | 02/22/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Bunta | 4195967 | 2 | 10/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Bunta | 4195967 | 2 | 10/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore Robert Fisher | 3261685 | 2 | 09/05/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christina Wolfe | 2684158 | 1 | 06/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William T Giordano | 4708313 | 1 | 11/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher N Smith | 5753907 | 1 | 05/24/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Gaeta | 2425756 | 1 | 11/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alida Maria McDonnell | 4587961 | 3 | 08/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Winter | 470232 | 2 | 06/02/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |