Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shimon Nachum | 1986867 | 1 | 05/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Hartwell | 4632197 | 2 | 04/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua G. Lercher | 5669455 | 1 | 03/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William T Giordano | 4708313 | 1 | 11/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Gaeta | 2425756 | 1 | 11/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Behnam Lavian | 4620983 | 2 | 04/03/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alida Maria McDonnell | 4587961 | 3 | 08/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Winter | 470232 | 2 | 06/02/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathy Weil | 1597674 | 1 | 04/24/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Kaplan | 5368189 | 1 | 11/30/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |