Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ulises Barrera | 6097572 | 2 | 07/15/2022 | Customer Dispute | Denied | $38,809.00 | $0.00 | See FINRA Report |
| Victor T Wojtowicz | 1459010 | 2 | 07/05/2022 | Customer Dispute | Denied | $27,879.00 | $0.00 | See FINRA Report |
| Nicholas Moragne | 6060886 | 1 | 06/21/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Brandon M Rosen | 5954973 | 1 | 06/21/2022 | Customer Dispute | Denied | $34,503.00 | $0.00 | See FINRA Report |
| Joseph Tavano | 2789863 | 3 | 06/21/2022 | Customer Dispute | Denied | $29,108.00 | $0.00 | See FINRA Report |
| Eric Deneau | 6571534 | 2 | 06/17/2022 | Customer Dispute | Denied | $20,174.00 | $0.00 | See FINRA Report |
| Thomas A Goldberg | 6286715 | 1 | 06/16/2022 | Customer Dispute | Denied | $26,414.30 | $0.00 | See FINRA Report |
| Shane Gold | 6697274 | 1 | 06/10/2022 | Customer Dispute | Denied | $58,679.80 | $0.00 | See FINRA Report |
| Scott McVey | 6360885 | 1 | 06/09/2022 | Customer Dispute | Denied | $36,306.00 | $0.00 | See FINRA Report |
| Michael W Rutherford | 5487464 | 1 | 06/04/2022 | Customer Dispute | Denied | $24,363.00 | $0.00 | See FINRA Report |