Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura R Rudolph | 1877204 | 3 | 12/04/2000 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Paul Croitoroo | 1047003 | 1 | 11/17/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 09/18/2000 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 09/01/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Lewis Castellaw | 3182505 | 1 | 08/30/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Miller | 1811620 | 1 | 04/20/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sime N Miocic | 2572105 | 1 | 12/14/1999 | Customer Dispute | Denied | $23,700.00 | $0.00 | See FINRA Report |
| David A Jaicomo | 1342810 | 1 | 10/07/1999 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Kevin Scott Monaco | 1747895 | 3 | 09/07/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 07/30/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |