Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betsy L Bliss | 847934 | 1 | 06/16/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 01/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James P. Siciliano | 2103388 | 1 | 12/15/1997 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Susan Morton | 2584362 | 2 | 09/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |