Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary R Fournier | 211949 | 10 | 05/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James W Taylor | 2305286 | 1 | 05/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 04/13/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kevin Scott Monaco | 1747895 | 3 | 04/04/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| J. Joseph Lally | 300856 | 1 | 03/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Lowell Fine | 2385404 | 1 | 03/22/2001 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Bradley Hamlin | 2279808 | 3 | 03/22/2001 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Ronald L Javate | 2492968 | 5 | 03/21/2001 | Customer Dispute | Denied | $19,400.00 | $0.00 | See FINRA Report |
| Manuel Artime | 2854399 | 1 | 01/05/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 12/13/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |